Tiffany Rowe

Partner

Tiffany Rowe represents clients in government and internal investigations, high-value securities and complex business litigation, and regulatory enforcement actions.  She also counsels companies on internal compliance procedures and corporate governance matters. A senior litigator and corporate compliance adviser, Tiffany's practice focuses on representing companies, independent auditors, and individuals in federal and state securities litigation, private investment offering disputes, regulatory investigations, and enforcement actions including SEC and DOJ investigations, FINRA inquiries, and PCAOB enforcement proceedings.

  • Tiffany regularly counsels clients on corporate governance standards, fiduciary duty, and disclosure obligations under SEC registration and reporting rules. Her strong advocacy skills have returned successful outcomes for individuals, audit firms, and public issuers.

    As a Certified Compliance Specialist, Tiffany also advises executive management and boards of directors on internal compliance policies and procedures related to accounting and financial matters, cybersecurity and data privacy, and independence requirements, among others.

    Tiffany received her J.D, summa cum laude and first in class, from the Catholic University of America, Columbus School of Law.

  • • The Catholic University of America, Columbus School of Law, J.D, summa cum laude and first in class, 2010.

    • The George Washington University, Bachelor of Business Administration, cum laude, 2002.

  • • Admitted in New York, New Jersey, and District of Columbia

    • U.S. Court of Appeals for the Federal Circuit

    • U.S. Court of Appeals for the Second Circuit

    • U.S. Court of Appeals for the Ninth Circuit

    • U.S. District Court for the Southern District of New York

  • • General Counsel to the Board of Directors, Safe LGBT Place

    • Leadership Committee, ABA Section of Litigation

    • Member, ABA Securities Litigation Committee

    • Member, Ethics & Professionalism Committee

    • Instructor, Compliance and Operations, Investment Operations Inc.

  • • Author or co-author of multiple American Bar Association articles and quoted in several ABA publications

    • Panelist, Witness Ethics: Do Not Fall Into the Trap, ABA Litigation Section Annual Conference (April 21, 2023)

    • Supreme Court Upholds Limits SEC's Imposition of Disgorgement of Unjust Enrichment (June 25, 2020)

    • Reverse Immunity: Rebalancing the Scales of Justice or Defense Attorney Pipe Dream? (January 13, 2020)

    • Moderator, ABA Roundtable Regulators Unveil Current Independence Risks Facing Accountants and Auditors Around the Globe, ABA Professional Liability Litigation Subcommittee (October 22, 2018)