Rebecca also represents plaintiffs and defendants in employment cases involving claims of discrimination, harassment, wrongful termination, retaliation and wage and hour issues.
In her regulatory practice, Rebecca guides securities broker-dealers, registered investment advisors and their registered representatives through investigations and enforcement proceedings. She appears before self-regulatory and governmental agencies to defend and expunge her clients’ records, including before FINRA, the Securities and Exchange Commission and the California Department of Business Oversight.
Rebecca also has decades of experience defending securities firms and professionals in customer complaint cases, including product cases involving alternative investments.
